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           19 May, 2024
 
    

Nasd 3010

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Cabrera Capital Markets, Inc. (Popularity: )
http://www.cabreracapital.com/
A broker-dealer registered with the National Association of Security Dealers (NASD), the Municipal Securities Review Board (MSRB) and the Securities Investors Protection Corporation (SIPC). Chicago, IL, USA.
Category:   Business - Investing - Brokerages - Full Service

Investment Compliance, Inc. (Popularity: )
http://www.investmentcompliance.com/
An independent regulatory advisory service, audit firm and Registered Investment Advisors.
Category:   Business - Investing - Money Managers

Sycamore Financial Group (Popularity: )
http://www.sycamoreweb.com
Regional firm that specializes in investment management.
Category:   Business - Investing - Money Managers - Registered Investment Advisors

The Griswold Company (Popularity: )
http://www.griswoldco.com/
Independent, direct-access broker on the NYSE, NASDAQ, and BSE.
Category:   Business - Investing - Stocks and Bonds - Equities

SecLaw.com (Popularity: )
http://www.seclaw.com/
Securities news, information and discussion boards, intended for investors.
Category:   Business - Investing - Stocks and Bonds - Equities

Related: Nasd - Nasd Exam - Nasd Series 7 - Nasd Exam Training - Nasd Finra Tests


Dynamic Pivot School of Trading (Popularity: )
http://daytradingthecourse.com
Four-hour video covering the psychology of day trading, equipment and feeds, money management and software.
Category:   Business - Investing - Day Trading - Education and Training

American Investment Training, Inc. (Popularity: )
http://www.aitraining.com/
Provides books and computer training for all NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam training.
Category:   Business - Investing - Education and Training

Index Rx (Popularity: )
http://www.indexrx.com
Uses a market timing/asset allocation model to recommend index funds to its clients.
Category:   Business - Investing - News and Media - Newsletters

Financial Registrations, Inc. (Popularity: )
http://www.financialregistrations.com/
Offers Broker/Dealer and Investment Adviser Registration and Securities Compliance Management services.
Category:   Business - Investing - Resources

Option Research and Technology Services (Popularity: )
http://www.optionrats.com/
Methods for observing historical and implied option volatility.
Category:   Business - Investing - Derivatives - Options

Center For Futures Education, Inc. (Popularity: )
http://www.thectr.com/
Futures and securities training for brokers and traders.
Category:   Business - Investing - Commodities and Futures - Education and Training

National Futures Association (Popularity: )
http://www.nfa.futures.org/
Self regulatory organization for the U.S. futures industry.
Category:   Business - Investing - Commodities and Futures - Associations

FinancialCounsel.com (Popularity: )
http://www.financialcounsel.com
Provides updated news on regulatory and financial markets. Includes articles and alerts for brokers, financial planners and investors.
Category:   Business - Investing - Guides

BD Solutions (Popularity: )
http://www.bdsolutions.com/
Broker dealer consultant offering management, compliance, auditing, accounting, and registration services. Information about each service and contact details.
Category:   Business - Management - Consulting - B

Splash Technology Holdings, Inc. (Popularity: )
http://www.splashtech.com/
Develops, produces and markets color servers which provide integrated links between desktop computers and digital color laser copiers and enable such copiers to provide high quality, high speed, networked color printing. (Nasdaq: SPLH).
Category:   Business - Major Companies - Publicly Traded - S

Document Management and Workflow Consulting (Popularity: )
http://www.eid-inc.com
EID has been providing document management and workflow consulting for over 20 years and is heavily involved in establishing industry standards. Our services range from feasibility studies to implementation management.
Category:   Computers - Software - Workflow - Consulting

Pearson VUE (Popularity: )
http://www.pearsonvue.com/
Delivers certification and licensure exams for Microsoft, Cisco, CompTIA, IBM, Novell, NCLEX, and NASD.
Category:   Computers - Education - Certification

Mandel & Cale, LLP (Popularity: )
http://www.mandel-law.com/
Miami firm emphasizing business, securities and environmental litigation, and white collar criminal defense.
Category:   Society - Law - Services - Lawyers and Law Firms

Richard A. Levan & Associates, PC (Popularity: )
http://www.rlevan.com
Philadelphia firm serving the financial services industry.
Category:   Society - Law - Services - Lawyers and Law Firms

Secore & Waller, L.L.P. (Popularity: )
http://www.secorewaller.com
Based in Dallas. Advise regional and national securities and investment community members for offerings and filings, regulatory defense needs, securities litigation and business and corporate representation.
Category:   Society - Law - Services - Lawyers and Law Firms
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