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           05 May, 2024
 
    

Securities Dealer Registration

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Financial Registrations, Inc. (Popularity: )
http://www.financialregistrations.com/
Offers Broker/Dealer and Investment Adviser Registration and Securities Compliance Management services.
Category:   Business - Investing - Resources

SG Cowen Securities (Popularity: )
http://www.cowen.com
The U.S. broker-dealer subsidiary of SG providing securities and investment banking services.
Category:   Business - Financial Services - Investment Banks

Cabrera Capital Markets, Inc. (Popularity: )
http://www.cabreracapital.com/
A broker-dealer registered with the National Association of Security Dealers (NASD), the Municipal Securities Review Board (MSRB) and the Securities Investors Protection Corporation (SIPC). Chicago, IL, USA.
Category:   Business - Investing - Brokerages - Full Service

Kansas - Office of the Kansas Securities Commissioner (Popularity: )
http://www.securities.state.ks.us/
The first state to regulate the securities industry (in 1911, preventing the sale of securities which had nothing behind them other than the "blue sky"). Now regulates and monitors the offering of securities and financial services within Kansas.
Category:   Society - Government - Finance - Regulators

Securities Fraud Attorney (Popularity: )
http://www.dougstonelaw.com
If you're looking for a securities fraud attorney, contact Douglas Stone. With years of experience as a securities arbitration attorney in New York, he can help. Our securities arbitration attorneys provide clients with the expert services large law firms ...
Category:   Business - Business Services

Related: Securities Registration - Securities - Old Securities - Securities Arbitration - Securities Litigation


World Choice Securities, Inc (Popularity: )
http://www.worldchoiceonline.com/
Independent broker-dealer, registered investment advisor, and insurance brokerage for brokers.
Category:   Business - Investing - Brokerages - Full Service

Burgeonvest Securities Limited (Popularity: )
http://www.burgeonvest.com
Independent, full-service investment dealer serving the needs of private, corporate, and institutional clients.
Category:   Business - Investing - Brokerages - Full Service

Tullett Liberty (Popularity: )
http://www.tullib.com/
An inter-dealer broker in fixed income securities, equities, foreign exchange, energy and derivatives.
Category:   Business - Investing - Brokerages

Keefe, Bruyette & Woods, Inc. (Popularity: )
http://www.kbw.com/
Institutionally oriented securities broker/dealer and full service investment bank .
Category:   Business - Financial Services - Investment Banks

Gill & Associates, Inc. (Popularity: )
http://www.gillinvest.com
Broker-dealer specializing in advising banks and governmental units in Colorado about bonds and related securities.
Category:   Business - Investing - Stocks and Bonds - Bonds

Securities Service Network, Inc. (Popularity: )
http://www.ssnetwork.com
SSN is the Nation's first Fee-Based Broker-Dealer proudly servicing a community of financial professionals across the country.
Category:   Business - Investing - Brokerages - Full Service

Greenberg Financial Group (Popularity: )
http://www.greenbergfinancial.com/
Licensed a securities broker/dealer as well as an insurance agency. Portfolio management, investment consultation and advisory services.
Category:   Business - Investing - Money Managers - Registered Investment Advisors

Municipal Securities Rulemaking Board (Popularity: )
http://www.msrb.org/
Makes rules regulating dealers of municipal securities. Information for municipal securities investors, dealers and the general public.
Category:   Business - Investing - Stocks and Bonds - Bonds

Commercial mortgage backed securities (Popularity: )
http://www.crowncapitalcompany.com/
Buying discount commercial mortgage backed securities. Invest in discounted securities and real estate during the down market. FDIC loan pools make great investments during this time of economic turmoil.
Category:   Shopping - Ethnic and Regional - European

5th Market Alternative Trading Hub. (Popularity: )
http://www.5thmarket.com
Broker Dealer specializing in convertible bond securities and risk arbitrage trading.
Category:   Business - Investing - Brokerages - Online Brokers

International Organization of Securities Commissions (Popularity: )
http://www.iosco.org/
International organization for governmental securities commissions, seeking to promote and exchange information about securities markets.
Category:   Society - Law - Legal Information - Business and Corporate Law

SG Cowen Securities Corporation (Popularity: )
http://www.cowen.com/
Full service U.S. securities and investment banking firm.
Category:   Business - Investing - Brokerages - Full Service

International Organization of Securities Commissions (Popularity: )
http://www.iosco.org/
Has as members the individual securities regulators.
Category:   Society - Government - Finance - Regulators

Hamilton & Associates Law Group - Brenda Hamilton Attorney (Popularity: )
http://www.securitieslawyer101.com
Hamilton & Associates Law Group, P.A. was founded by Brenda Hamilton, a securities lawyer. Our securities lawyers have represented more than 300 market participants in going public, corporate finance and securities law matters. Additionally, our securities ...
Category:   Business - Business and Economy

Cyber Securities Law (Popularity: )
http://www.cybersecuritieslaw.com/
Information regarding federal and state securities laws and regulations affecting the Internet.
Category:   Society - Law - Legal Information - Business and Corporate Law
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